Textbooks
Foundations of Multinational Financial Management, John Wiley & Sons, 6th edition, 2007, co-authored Atulya Sarin and Alan C. Shapiro.
Valuation of Stock Options, Financial Valuation: Business and Business Interests, Warren Gorham & Lamont, 1998 Update, co-authored Ken Nunes, Russell Clark and William Snyder,
Articles:
“The Dark Side of Incentive Compensation,” co-authored Atulya Sarin, David J. Denis and Paul Hanouna, Journal of Corporate Finance, Volume 12, Issue 3, 2006.
“Mean Reversion in Earnings and the Use of E/P Multiples in Corporate Valuation,” co-authored Atulya Sarin, Mukesh Bajaj and David J. Denis, Journal of Applied Finance, Volume 14, No. 1, Spring/Summer 2004.
“The Private Equity Discount: An Empirical Examination of the Exit of Venture Backed Companies,” co-authored Atulya Sarin, Sanjiv Ranjan Das and Murali Jaganathan, Journal of Investment Management, 2003.
“Securities Class Action Settlements: An Empirical Analysis,” co-authored Atulya Sarin, Mukesh Bajaj and Sumon Mazumdar, Santa Clara University Law Review, 2003.
“Cost of Issuing Preferred Stock: An Empirical Analysis,” co-authored Atulya Sarin, Mukesh Bajaj and Sumon Mazumdar, Journal of Financial Research, 2002.
“Taxes and the Relative Valuation of S Corporations and C Corporations,” co-authored Atulya Sarin and David J. Denis, Journal of Applied Finance, 2002.
“The Usage of Convertible and Warrant Bonds by Japanese Firms: Risk-Shifting or the Delayed Issuance of Equity,” co-authored Atulya Sarin, Stephen P. Ferris, Hoje Jo, and John M. Pinkerton, Innovations in Investments and Corporate Finance, 2002.
“Securities Act Violations: Estimation of Damages,” co-authored Atulya Sarin, Nicholas I. Crew, Patrick G. Goshtigian, and Marnie A. Moore, chapter in Litigation Services Handbook: The Role of the Financial Expert, 2001.
“Firm Value and Marketability Discounts,” co-authored Atulya Sarin, Mukesh Bajaj, David J. Denis, and Stephen F. Ferris, Journal of Corporation Law, 27 (Fall 2001): 89–115.
“Is the Market Surprised by Poor Earnings Realizations Following Seasoned Equity Offering?” co-authored Atulya Sarin and David J. Denis, Journal of Financial and Quantitative Analysis, 36 (June 2001): 169–193.
“The Private Company Discount,” co-authored Atulya Sarin, John Koeplin and Alan C. Shapiro, Journal of Applied Corporate Finance, 12 (Winter 2000): 94–101.
“Security Analysis and Corporate Diversification,” co-authored Atulya Sarin and Steve Ferris, Advances in Financial Economics, 5 (2000): 105–137.
“The Structure of Ownership and Control in Publicly Traded Corporations,” co-authored Atulya Sarin and David J. Denis, Journal of Financial Economics, 52 (May 1999): 187–223.
“Agency Theory and the Influence of Equity Ownership Structure on Corporate Diversification Strategies,” co-authored Atulya Sarin, David J. Denis and Diane K. Denis, Strategic Management Journal, 20 (1999): 1071–1076.
“The Impact of Options Trading on the Market Quality of the Underlying Security: An Empirical Analysis,” co-authored Atulya Sarin, Raman Kumar and Kuldeep Shastri, Journal of Finance, 53 (April 1998): 717–732.
“Managerial Incentives and Corporate Diversification Strategies,” co-authored Atulya Sarin, David J. Denis and Diane K. Denis, Journal of Applied Corporate Finance, 10 (Summer 1997): 72–80.
“Ownership Structure and Top Executive Turnover,” co-authored Atulya Sarin, David J. Denis and Diane K. Denis, Journal of Financial Economics, 45 (August 1997): 193–222.
“Agency Problems, Equity Ownership and Corporate Diversification,” co-authored Atulya Sarin, David J. Denis and Diane K. Denis, Journal of Finance, 52 (March 1997): 135–160. Reprinted in Empirical Corporate Finance, edited by Michael J. Brennan.
“The Influence of Equity Ownership Structure on Corporate Risk-Taking and Financial Policy,” co-authored Atulya Sarin, Vidya N. Awasthi and Stephen P. Ferris, Advances in Financial Economics, 3 (1997): 33–60.
“Impact of Corporate Insider, Blockholder, and Institutional Equity Ownership on Firm Risk Taking,” co-authored Atulya Sarin, Vidya Awasthi, Stephen P. Ferris, and Peter Wright, Academy of Management Journal, 39 (1996): 441–463.
“Testing for Micro-Structure Effects of International Dual Listing Using Intra Day Data,” co-authored Atulya Sarin, Gregory M. Noronha and Shahrokh M. Saudagaran, Journal of Banking and Finance, 20 (1996): 965–983.
“The Impact of Index Options on the Underlying Stocks: The Evidence from the Listing of Nikkei Stock Average Options,” co-authored Atulya Sarin, Kuldeep Shastri and Raman Kumar, Pacific Basin Research Journal, 3 (1995): 303–317.
“Role of Corporate Groupings in Controlling Agency Conflicts: The Case of Keiretsu,”" co-authored Atulya Sarin, Stephen P. Ferris and Raman Kumar, Pacific Basin Research Journal, 3 (1995): 319–335.
“The Allocation of Informed Trading Across Related Markets: An Analysis of the Impact of Changes in Equity-Option Margin Requirements,” co-authored Atulya Sarin, Stewart Mayhew and Kuldeep Shastri, Journal of Finance, 50 (December 1995): 1635–1653.
“A Microstructure Examination of Trading Activity Following Stock Splits,” co-authored Atulya Sarin, Stephen P. Ferris and Chuan-Yang Hwang, Review of Quantitative Finance and Accounting, 5 (1995): 27–41.
“The Information Content of Dividend Changes: Cash Flow Signaling, Overinvestment, and Dividend Clienteles,” co-authored Atulya Sarin, David J. Denis and Diane K. Denis, Journal of Financial and Quantitative Analysis, 29 (December 1994) 567–587.
“Financing Decisions and the Investment Opportunity Set: Some Evidence from Japan,” co-authored Atulya Sarin, Hoje Jo and John M. Pinkerton, Pacific Basin Research Journal, 2 (1994): 227–242.
“The Behavior of Option Price around Large Block Transactions in the Underlying Security,” co-authored Atulya Sarin, Kuldeep Shastri and Raman Kumar, Journal of Finance, 47 (July 1992): 879–889.
Working Papers
“”Fundamentals-Based Versus Market-Based Models of CDS Spreads,” co-authored Atulya Sarin, Sanjiv Das and Paul Hanouna.
“Auditor Compensation and Audit Failure: An Empirical Analysis,” co-authored Atulya Sarin, Mukesh Bajaj and Katherine Gunny.
“The Value of Corporate Control: Some International Evidence,” co-authored Atulya Sarin, Paul Hanouna and Alan C. Shapiro.